Professor Swenson is interested in university students’ reac…

Professor Swenson is interested in university students’ reactions to the death of a popular rock star. For two weeks, Professor Swenson spends one hour a day in a popular cafeteria, inconspicuously listening to students, joining in their conversations when the topic of the dead rock star comes up, and recording what the students have to say. Professor Swenson is conducting ________ research.

Which of the following is/are requirements of the fiduciary…

Which of the following is/are requirements of the fiduciary duty under the Code and Standards? The duty of loyalty, in which the CFP® professional must place the interests of the client ahead of the interests of the CFP® professional or the CFP® professional’s firm.” The duty of care, in which the CFP® professional must act with the care, skill, prudence, and diligence that a prudent professional would exercise considering the client’s goals, risk tolerance, objectives, and circumstances. The duty of objectivity, in which the CFP® professional must provide financial advice under a fee-only method of compensation and avoid any sales-related compensation.

John is a CFP® professional and is engaged in the financial…

John is a CFP® professional and is engaged in the financial planning process with his client Frank. John is in the data gathering process and has collected bank statements, insurance policies, estate documents, and all other relevant information with the exception of tax returns. Frank refuses to supply the tax returns or any documents that support his income claims. John’s best course of action is to?