Author: Anonymous

What do you need to consider in deciding whether you can recommend or arrange the disposal of the units in the Unit Trusts under the Scope Rules?

Assuming that the firm is authorised by the body you have stated in your answer to Question 25, list six investment considerations or objectives that you would need to consider with the client.

Which of the following is a specified investment under the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (“the RAO”)?

Given Mrs Gmerek’s circumstances as you understand them, what protection needs do you identify for her and what products might you suggest to address these needs?

A solicitor who knowingly accepts criminal property on to the firm’s client account is at risk of committing an offence under which of the following provisions?

Section 19 of the Financial Services and Markets Act 2000 (“the FSMA”) makes it an offence for a person to:

List at least 2 tests/therapies that utilize ID injections.

Match the % (degree) of dehydration with the clinical presentation of the patient

What is a concern, especially in cats, regarding vaccine adjuvants and/or repeated SQ injections?

What are the 3 major fluid compartments AND which 2 make up the extracellular fluid?